Cross-Regime Documentation
PSP & CASP Integrated Documentation Package
For PSP · EMI · CASP · FinTech Groups
A structured documentation package designed for organisations operating across both payment services and crypto-asset activities, requiring a coordinated documentation framework while preserving the distinct regulatory requirements applicable to each regime.
The package supports firms seeking to align governance, AML/CFT and operational documentation across payment and crypto-asset business models without creating duplicated or conflicting documentation.
It complements existing compliance frameworks and does not replace legal advice, licensing activities or regulated compliance functions.
Areas covered
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Cross-Regime Documentation Assessment
Structured review of existing documentation to identify overlaps, inconsistencies and documentation gaps across payment services and crypto-asset operations.
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Integrated AML/CFT Documentation
Preparation of documentation supporting a coordinated AML/CFT framework while maintaining regime-specific requirements where necessary.
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Governance & Operational Alignment
Development of governance documentation aligning responsibilities, reporting structures and operational oversight across PSP and CASP activities.
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Safeguarding & Asset Segregation Documentation
Preparation and harmonisation of documentation describing client-confirmed operational arrangements, governance responsibilities, control procedures and supporting records relating to payment fund safeguarding and crypto-asset segregation. Legal validation of safeguarding structures and independent assessment of control effectiveness are excluded.
Delivery
Approximately 5–6 weeks following completion of the intake questionnaire.
Format
Word / PDF
Written delivery only
Fee
Upon request