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AML & Compliance Documentation Service Packages for Crypto-Asset Service Providers (CASPs)

Designed for crypto businesses operating or preparing to operate within UK, EU and Swiss regulatory environments.

One Coin
One Coin

Tier 1

Starter Compliance Review

Diagnostic assessment · entry-level engagement

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A focused, structured compliance gap review of one core AML or risk-related document, conducted with reference to commonly observed regulatory frameworks applicable to crypto-asset businesses. Designed for early-stage, pre-launch or recently registered CASPs.

 

Suitable for firms that:

  • are pre-registration or operating in early-stage or pre-launch environments

  • are expanding operations into additional jurisdictions (UK, EU or Switzerland)

  • require clarity on compliance risks and structural gaps before investing in a full framework build

  • need an independent expert view rather than template-based feedback

 

What you receive:

✓ Written diagnostic report (PDF)

✓ Key compliance gaps identified with reference to commonly observed regulatory frameworks, including MiCA, AMLR, TFR and FCA / FINMA regulatory environments

✓ Priority risk areas ranked by urgency

✓ Jurisdiction-specific observations where applicable

✓ Practical structuring recommendations

✓ One revision round included

 

Delivery

2–3 weeks from completion of the intake questionnaire

Format

Word / PDF · written delivery only · no calls required

Jurisdictions

EU · UK · Switzerland (one or more)

Fee

Upon request

Tier 2

Launch Essentials

Minimum viable AML documentation framework for firms preparing for authorisation or registration

A structured, crypto-specific AML and compliance documentation framework for CASPs preparing for authorisation or registration. The framework is developed based on the firm’s operating model, customer base and jurisdictional scope.

 

Covers a core set of compliance documentation typically expected in practice, structured in a coherent and defensible format — without relying on generic templates or one-size-fits-all approaches.

 

Suitable for firms that:

  • are preparing to launch or establish operations within MiCA, FCA or FINMA regulatory environments

  • require a structured baseline compliance documentation set

  • prefer written, documentation-based support without operational outsourcing

  • require crypto-specific documentation rather than adapted generic policies

 

Areas covered:

  • AML/CTF Policy

Primary framework document incorporating crypto-asset specific risk considerations

  • Risk Assessment

Firm-wide risk assessment reflecting CASP-specific risk categories and exposure areas

  • CDD / EDD

Customer and corporate onboarding procedures with crypto-adapted risk classification

  • Travel Rule

TFR / FATF Recommendation 16 policy and counterparty due diligence approach

  • Screening

PEP and sanctions screening procedures

  • Reporting

Internal reporting, escalation and record-keeping documentation

 

The exact scope and document set are defined in writing prior to engagement, based on the completed intake questionnaire.

 

Delivery

4–6 weeks from completion of the intake questionnaire

Format

Word / PDF · written delivery only · no calls required

Jurisdictions

EU · UK · Switzerland (tailored per jurisdiction or unified)

Revision

One structured revision round included

Fee

Upon request

Cryptocurrency Stocks
Bitcoin Tower

Tier 3

Operate Advanced

Advanced compliance documentation and governance architecture for active CASPs

An advanced AML and governance documentation framework for established CASPs with active customers and transaction activity. Designed for firms developing beyond basic compliance documentation into structured, scalable governance and control environments.

 

Particularly relevant for CASPs operating in environments subject to AMLA, FCA or FINMA supervision, or expanding across multiple jurisdictions.

 

Suitable for firms that:

  • operate within EU, UK or Swiss regulatory environments

  • are scaling across products, customer segments or jurisdictions•

  • require structured and consistent compliance documentation frameworks

  • require enhanced governance and control architecture beyond baseline documentation

 

Areas covered:

  • Full AML Framework

Includes all Launch Essentials documentation, updated or newly developed as required

  • Crypto-specific Controls

Unhosted wallet procedures, high-risk jurisdiction policies and transaction monitoring escalation logic

  • MiCA-related Documentation

Compliance documentation structured with reference to MiCA frameworks for CASPs

  • Governance

Compliance function structuring, roles, accountability mapping and internal control architecture

  • Roadmap

12-month compliance roadmap with prioritised structuring actions

  • Supervisory Context

Documentation structured with reference to commonly observed AMLA, FCA and FINMA supervisory practices

  • Cross-border

Jurisdictional control mapping across EU, UK and Switzerland where applicable

 

The exact scope is defined in writing prior to engagement, based on the completed intake questionnaire.

 

Delivery

6–8 weeks from completion of the intake questionnaire

Format

Word / PDF · written delivery only · no calls required

Jurisdictions

EU · UK · Switzerland

Revision

Two structured revision rounds included

Fee

Upon request

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